Company Name: The City Bank Limited
Roles & Responsibilities:
- Adherence to departmental budget for the year - Budget vs. Actual
- Identify Economic loss due to compliance failure (Inclusive of penalties revenue loss, P&L write offs) unless highlighted to management earlier
- Ensure all compliance Regulations are followed by the departments through MIS review etc.
- Adherence to timelines in reporting/ communication/ provision of data to regulators related to compliance
- Quality of reporting/data provided to regulators (% deviations vs regulator expectations) (outside management / board directions)
- Ensure All Regulator Data Requests are compiled swiftly and accurately across the Bank. Conduct sample checks on quality of Data provided. Have interaction with the regulators to understand needs/wants and deviations
- Responsible for receiving regulatory guidelines/ instructions/letters, maintaining proper record and disseminate among all relevant units and personnel.
- On receipt of audit/inspection reports, follow-up with the respective branches/divisions and ensure that corrective measures are taken and appropriate response is made on timely fashion
- Percentage cases of clarifications / queries by divisions resolved within TA
Educational Qualification:
- 4 years of Graduation in any discipline from any university
- Chartered Accountant
- CA part qualified with extensive audit experience in reputed bank/financial institution
Work Experience:
- At least 10 year(s)
Others Requirements:
- Minimum 10 years of experience in audit firm with background in financial institution audits
Others Benefit: